Identifying Stakeholders

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All evaluations[1] have multiple stakeholders. A stakeholder is defined as any person or group who has an interest in the project being evaluated or in the results of the evaluation. Stakeholders include funders, project staff and administrators, project participants or customers, community leaders, collaborating agencies, and others with a direct, or even indirect, interest in program effectiveness. For example, stakeholders of a school-based program created to encourage the development of interpersonal and conflict resolution skills of elementary students might include the program’s developers, participating teachers, the school board, school administrators, parents, the participating children, taxpayers, funders, and yes, even the evaluators. It is important to remember that evaluators (whether internal or external) are stakeholders, and not neutral third parties, as we so often think. Evaluators have a vested interest in what they are doing and care about doing it well.


To ensure that you have gathered multiple perspectives about the salient issues, involve as many stakeholders as possible in initial evaluation discussions. Otherwise, the evaluation is likely to be designed based on the needs and interests of only a few stakeholders––usually the ones with the most power––and may miss other important questions and issues of stakeholders who are not included at the table.


Of course, involving every stakeholder may not be realistic. However, try to consult with representatives from as many stakeholder groups as possible when designing or redesigning the evaluation plan, and provide them with timely results and feedback.We also encourage you to involve a manageable subset of stakeholder representatives in an evaluation team or task force.This team should come together, face-to-face if possible, to make ongoing decisions about the evaluation. Continued use of this team throughout the evaluation process (not just at the beginning of evaluation design) may help reduce project staff ’s concerns about evaluation and increase the amount and reliability of information collected. It will also increase the likelihood that recommendations will be accepted and implemented.


Although this step may be time-consuming and fraught with the potential for conflict, it is one well worth the time and effort. Involving many stakeholders will help ensure that the evaluation process goes more smoothly: more people are invested and willing to work hard to get the necessary information; project staff concerns about evaluation are reduced; the information gathered is more reliable and comes from different perspectives, thus forcing the team to think through the meaning of contradictory information; and the recommendations are likely to be accepted by a broader constituency and implemented more fully and with less resistance.


Example: Program staff of a successful long-term initiative focused on heightening public awareness about groundwater quality and drinking water issues created an evaluation team consisting of the project director, key staff members, and the local evaluator. Early in the process of developing an evaluation plan, the team realized that it needed information and input from additional “outside” stakeholders, particularly representatives from local governments, such as staff from the local utilities departments, building departments, planning commissioners, as well as key elected officials.These stakeholders, although not directly involved in the implementation of the project, were critical players in terms of influencing policy related to groundwater quality, as well as increasing awareness and problem solving with the community around decision making that might affect groundwater drinking quality.


These stakeholders also provided a unique perspective to the team.They were going to be the ones most immediately affected by project staff ’s work, and were the ones best able to work with project staff to test questions and determine strategic action steps. In addition, the evaluation plan focused primarily on gathering information from these outside stakeholders; therefore, representatives from these groups needed to be a part of the discussions regarding data collection processes and structures. What was the best way to reach local government representatives?


Initially, staff decided to expand the primary evaluation team to include representatives from these additional stakeholder groups. However, it quickly became apparent that including everyone would make the evaluation team too large to operate effectively. In addition, calls to these potential representatives revealed another problem. Although many of the stakeholders contacted were interested in participating and providing their input, they were concerned when they learned about the level of effort and time commitment that would be required of them, given their already busy schedules. Being public officials, most of them had many roles to fill, including multiple committee appointments and other meetings, which went beyond their regular work hours. It did not seem feasible that these stakeholders could manage biweekly, or even monthly, evaluation team meetings.


However, instead of giving up and foregoing the important input from these stakeholders (as is often the case with project-level evaluations that involve multiple “outside” stakeholders), project staff decided to create a second ad hoc team made up of approximately 20 representatives from these stakeholder groups.This team was brought together at certain critical points in the process to provide feedback and input to the primary evaluation team. Specifically, they were brought together two to three times per year for roundtable discussions around particular evaluation topics, and to provide input into next steps for the program and its evaluation. An added benefit of these roundtables was that local representatives from multiple communities were able to problem solve together, learn from one another, and create a network of peers around groundwater issues—strengthening the program itself, as well as the evaluation component.


In addition, the primary evaluation team called on five representatives from these outside stakeholder groups on a more frequent basis for input into evaluation and programmatic questions and issues. In this way, the project was able to benefit from input from a wider variety of perspectives, while making participation in the evaluation a manageable process for all those involved.

Things To Remember

  • Gathering input from multiple stakeholders helps you remain aware of the many levels of interest related to the project. You and your evaluation team will be better prepared to counteract pressure from particular stakeholders for quick fixes or a rush to judgment when that is not what is best for the project.


  • Stakeholders will have different, sometimes even contradictory, interests and views.They also hold different levels of power. Project directors have more power than staff. Legislators have more power than primary-grade students.Your funders have a particular kind of power. Ask yourself: Which stakeholders are not being heard in this process? Why not? Where can we build consensus and how can we prioritize the issues?


  • Evaluators are stakeholders, too.What are their interests? How might this affect how the evaluation is designed, which questions are focused on, and what interpretations are made?


References

  1. Evaluation Handbook , W.K. Kellogg Foundation (PDF)
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